Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Matura is a financial advisor with over 24 years of experience in the industry. Joseph currently works at Charles Schwab & CO., Inc., where he is registered to provide advisory services in Arizona and California. Prior to joining Charles Schwab & CO., Inc., Joseph has held several positions at different firms, including Maxim Group LLC, Ticonderoga Securities LLC, and Soleil Securities Corporation. Joseph holds several licenses and certifications, including Series 7, 63, 65, 55, 24, 57TO, and SIE. Joseph is an experienced financial advisor with a focus on providing a wide range of investment and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
03/15/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
NY
02/21/2012 - 02/05/2016
MAXIM GROUP LLC (NEW YORK NY)
NY
06/24/2011 - 01/31/2012
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
02/07/2006 - 10/18/2011
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
10/13/2003 - 01/03/2006
FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)
NY
06/20/2002 - 10/08/2003
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
10/20/1999 - 06/28/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NY
12/02/1998 - 10/18/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/24/1997 - 11/20/1998
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 12/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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