Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph David Guglielmo is an investment advisor representative with Eagle Strategies LLC, a firm registered with the SEC and FINRA. Joseph has been in the financial services industry since April 5, 2017. He holds Series 7, Series 63, Series 65, and SIE licenses. Joseph specializes in providing financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, and portfolio management for individuals. Joseph was previously registered with MML Investors Services, LLC, AMG Distributors, Inc., and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/13/2022 - Present
Eagle Strategies LLC (NEW YORK NY)
RI
06/21/2021 - 06/28/2022
MML INVESTORS SERVICES, LLC (WARWICK RI)
CT
04/06/2016 - 10/29/2019
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NY
05/11/2015 - 04/05/2016
OPPENHEIMER & CO. INC. (NEW YORK NY)
IA
Issued 3/4/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/9/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/11/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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