Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Duffey is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Madison Avenue Securities, LLC and has been with the firm since January 2012. He has a wide range of experience in providing financial advice to individuals, businesses, and institutions. Previously, Joseph was registered with Invest Financial Corporation and Kalos Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
01/03/2012 - Present
Madison Avenue Securities, LLC (Ft. Mitchell KY)
KY
11/18/2005 - 12/31/2011
INVEST FINANCIAL CORPORATION (COVINGTON KY)
GA
02/02/2005 - 11/18/2005
KALOS CAPITAL, INC. (ALPHARETTA GA)
CA
11/22/2004 - 01/03/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MN
09/15/2004 - 11/24/2004
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
VT
05/01/2001 - 09/16/2004
EQUITY SERVICES, INC. (MONTPELIER VT)
CA
06/19/1998 - 04/30/2001
POWERTICK, INC. (ANAHIEM CA)
AZ
02/09/1998 - 06/06/1998
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
MA
10/18/1994 - 12/23/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/22/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
MA
07/22/1992 - 05/31/1994
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
BOTH
Issued 09/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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