Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph David Carpenter is a financial advisor currently registered with LPL Financial LLC in Bellingham, Washington. Joseph has been in the financial industry since March 14, 1999, and has experience working with various financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Investors National Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
02/17/2012 - Present
LPL Financial LLC (BELLINGHAM WA)
WA
07/06/1999 - 02/21/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLINGHAM WA)
WA
02/18/1999 - 06/08/1999
INVESTORS NATIONAL CORPORATION (BELLINGHAM WA)
CA
02/02/1999 - 02/03/1999
MUTUAL SECURITIES, INC. (CAMARILLO CA)
IA
Issued 08/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/23/1998
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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