Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph David Brosseau is a registered representative with Ernst & Young Capital Advisors, LLC. Joseph has been in the securities industry for over 2 years. He has passed the Series 63, Series 79TO and SIE exams. He has been registered with the state of Massachusetts since April 2024. He is also registered with the state of California and New Jersey. Previously, Joseph worked with ALANTRA, LLC from April 2022 to February 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
04/22/2024 - Present
Ernst & Young Capital Advisors, LLC (Boston MA)
MA
04/04/2022 - 02/27/2024
ALANTRA, LLC (Boston MA)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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