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Joseph Daniel Swift

Redbird BD LLC

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About Joseph Daniel Swift

Joseph Swift is a financial advisor with Redbird BD LLC, where Joseph has been registered since May 26, 2020. Joseph is located in New York, NY and has been in the financial services industry since February 6, 1998. Prior to joining Redbird BD LLC, Joseph was employed by Goldman Sachs & Co. LLC from October 14, 1997 to January 30, 2020. Joseph has passed the Series 7, Series 79TO and SIE examinations.

Firm Information

Joseph Swift is currently registered with Redbird BD LLC. Redbird BD LLC is a Limited Liability Company formed on November 29, 2016. The firm is registered in California, Florida, New York, and Texas. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Swift’s Registration & Firm History

NY

05/26/2020 - Present

Redbird BD LLC (New York NY)

NY

10/14/1997 - 01/30/2020

GOLDMAN SACHS & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Daniel Swift.
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