Unclaimed
Joseph Swift is a financial advisor with Redbird BD LLC, where Joseph has been registered since May 26, 2020. Joseph is located in New York, NY and has been in the financial services industry since February 6, 1998. Prior to joining Redbird BD LLC, Joseph was employed by Goldman Sachs & Co. LLC from October 14, 1997 to January 30, 2020. Joseph has passed the Series 7, Series 79TO and SIE examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/26/2020 - Present
Redbird BD LLC (New York NY)
NY
10/14/1997 - 01/30/2020
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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