Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Sweeney is a financial advisor with over 10 years of experience in the industry. Joseph is currently registered with Natixis Securities Americas LLC. Joseph has held previous roles with MUFG Securities Americas Inc., Curvature Securities LLC, and Mizuho Securities USA LLC. Joseph has a strong background in securities, having passed the Series 7, SIE, and Series 99TO exams. Joseph is also a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/07/2024 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
05/19/2022 - 02/01/2024
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NJ
12/03/2021 - 04/20/2022
CURVATURE SECURITIES LLC (CHATHAM NJ)
NY
06/03/2013 - 10/26/2021
MIZUHO SECURITIES USA LLC (NEW YORK NY)
BC
Issued 10/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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