Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Neary is a financial advisor with over 20 years of experience in the industry. Joseph has worked for a number of firms throughout his career, including First Allied Securities, Inc. and Summit Brokerage Services, Inc. Joseph currently is an Investment Advisor Representative with Cetera Investment Advisers LLC, a firm with over 6,000 advisors and $104 Billion in assets under management. Joseph provides financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Joseph is registered with the state of California and Nevada as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (EL SEGUNDO CA)
CA
01/26/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
01/26/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
NY
01/13/2014 - 10/24/2014
REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
05/07/2013 - 01/02/2014
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MN
01/31/2013 - 04/15/2013
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
02/12/2010 - 04/15/2013
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
02/12/2010 - 04/15/2013
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
AZ
02/12/2010 - 04/15/2013
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NJ
10/13/2006 - 05/18/2010
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NJ
08/29/2005 - 10/10/2006
MMC SECURITIES CORP. (HOBOKEN NJ)
NJ
01/10/2002 - 08/15/2005
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CT
08/18/2004 - 04/30/2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC. (HARTFORD CT)
CT
08/07/2003 - 09/09/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MO
07/28/2003 - 09/09/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/01/2002 - 09/09/2004
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NJ
11/08/2000 - 09/09/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 3/2/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/16/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/22/2000
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/7/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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