Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Lyons is a financial advisor with over 20 years of experience in the industry. He holds Series 7, Series 24, Series 55, Series 63, and Series 65 licenses and is registered to provide securities and advisory services in multiple states. Joseph currently works at LPL Financial LLC, but previously worked for Waddell & Reed, TD Ameritrade, BTIG, LLC, Morgan Stanley DW Inc., and All-Tech Direct, Inc. He also works with a variety of insurance carriers for W&R Insurance Agencies. Joseph has a strong track record of success in helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
07/21/2021 - Present
LPL Financial LLC (DUVALL WA)
WA
08/27/2009 - 07/21/2021
WADDELL & REED (DUVALL WA)
MA
07/03/2006 - 11/11/2008
TD AMERITRADE, INC. (BOSTON MA)
CA
09/20/2005 - 03/31/2006
BTIG, LLC (SAN FRANCISCO CA)
NY
08/29/2001 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
05/18/2000 - 09/06/2001
ALL-TECH DIRECT, INC. (MONTVALE NJ)
IA
Issued 09/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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