Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Daniel Gay is a financial advisor who has been in the industry since 1998. Joseph currently works at Capital Investment Advisory Services, LLC. Joseph is a registered representative with FINRA and is licensed in North Carolina. Joseph has experience working at Cetera Investment Services LLC, Securities America, Inc., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Scott & Stringfellow, Inc.. Joseph holds the following licenses: Series 63, Series 66, Series 7 and SIE. Joseph's specializations include asset allocation, mutual funds, stocks, bonds, and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
01/29/2018 - Present
Capital Investment Advisory Services, LLC (WILMINGTON NC)
NC
03/17/2017 - 12/11/2017
CETERA INVESTMENT SERVICES LLC (WILMINGTON NC)
NC
10/13/2014 - 03/20/2017
SECURITIES AMERICA, INC. (WILMINGTON NC)
NC
06/07/2013 - 09/24/2014
WELLS FARGO ADVISORS, LLC (WILMINGTON NC)
NC
08/27/1999 - 06/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
VA
05/05/1999 - 08/24/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
09/09/1998 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
BOTH
Issued 06/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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