Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Damian Sutherland is a financial advisor with Cetera Advisors LLC. Joseph has been in the financial services industry since December 1993. Joseph is registered in California, Florida, and Michigan. Joseph holds Series 6, 7, 24, and 63 licenses and the SIE exam. Joseph was previously employed by Vestax Securities Corporation, EquiCo Securities, Inc., and The Equitable Life Assurance Society of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MI
01/01/2004 - Present
Cetera Advisors LLC (GRAND HAVEN MI)
OH
06/13/1995 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
NY
11/26/1993 - 06/06/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
11/26/1993 - 06/06/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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