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Joseph Damian Ponti

Marex Capital Markets Inc.

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About Joseph Damian Ponti

Joseph Damian Ponti is a financial professional with over 20 years of experience in the financial services industry. Joseph has been with Marex Capital Markets Inc. since October 2013 and is a registered representative of the firm. Prior to joining Marex Capital Markets Inc., Joseph was employed with MF GLOBAL INC. from January 2006 to December 2011, REFCO SECURITIES, LLC from July 2000 to December 2005, DEUTSCHE BANK SECURITIES INC. from June 1999 to July 1999, and BT ALEX. BROWN INCORPORATED from April 1995 to June 1999. Joseph holds several licenses and certifications, including Series 7, Series 24, and Series 99TO. Joseph has a strong understanding of the financial markets and is committed to providing his clients with the highest level of service.

Firm Information

Joseph Ponti is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Ponti’s Registration & Firm History

NY

10/15/2013 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

01/12/2006 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

NY

07/19/2000 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NY

06/07/1999 - 07/27/1999

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

04/11/1995 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 03/22/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/11/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Damian Ponti.
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