Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Daly Shelly is a financial advisor with over 30 years of experience in the industry. Joseph is currently registered with Wintrust Investments LLC and is licensed to provide financial advice in all 50 states. Joseph has a diverse background with experience at firms such as Foreside Fund Services, LLC, ALPS Distributors, Inc., BACAP Distributors, LLC, and John Nuveen & Co., Incorporated. Joseph holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Joseph specializes in providing financial planning, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
05/05/2023 - Present
Wintrust Investments LLC (CHICAGO IL)
ME
08/15/2017 - 05/08/2023
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
07/03/2014 - 04/16/2016
ALPS DISTRIBUTORS, INC. (CHICAGO IL)
NC
03/14/2001 - 04/16/2003
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
NA
02/19/1986 - 02/10/1992
JOHN NUVEEN & CO., INCORPORATED
BC
Issued 05/28/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/29/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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