Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Dale Hermes is a registered representative with LPL Financial LLC. Joseph has been in the securities industry since 1998. Joseph has a background in accounting and has been a CPA since 1979. Joseph has a wide range of experience in providing financial advice to individuals, businesses, and trusts. Prior to joining LPL Financial LLC, Joseph was a registered representative with Cambridge Investment Research, Inc. and ProEquities, Inc. Joseph is committed to providing his clients with the highest level of service and personalized financial planning advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
09/05/2018 - Present
LPL Financial LLC (EDNA TX)
TX
07/01/2011 - 09/20/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (EDNA TX)
TX
07/02/2001 - 07/05/2011
PROEQUITIES, INC. (EDNA TX)
AZ
01/20/1998 - 07/02/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BOTH
Issued 06/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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