Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph D. Thompson is a financial advisor with over 17 years of experience in the financial services industry. Thompson currently works at Robert W. Baird & Co. Inc., a firm that manages over $287 billion in assets. Prior to joining Baird, Thompson worked at Hefren-Tillotson, Inc. and Raymond James & Associates. Thompson is licensed to provide investment advice in Maryland and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
10/21/2022 - Present
Robert W. Baird & Co. Inc. (Pittsburgh - Wexford PA)
PA
02/11/2021 - 10/21/2022
HEFREN-TILLOTSON, INC. (WEXFORD PA)
PA
11/17/2014 - 06/24/2020
RAYMOND JAMES & ASSOCIATES, INC. (BEAVER PA)
PA
03/24/2005 - 11/19/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BEAVER PA)
BOTH
Issued 03/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Thompson is the right advisor for you? Invested Better is here to help.
