linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Joseph D Roberts

Rockefeller Financial LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Joseph? Claim Your Profile

About Joseph D Roberts

Joseph Roberts is a financial advisor at Rockefeller Financial LLC. Joseph's work experience includes roles at Rockefeller Capital Management and Zeke Capital Advisors. Joseph is registered with the state of Pennsylvania. Joseph has passed the Series 7TO, Series 9, Series 10, and Series 63 exams. Joseph's firm, Rockefeller Financial LLC, is a large firm with over $50 billion in assets under management. The firm offers financial planning, portfolio management, and pension consulting services.

Firm Information

Joseph Roberts is currently registered with Rockefeller Financial LLC. Rockefeller Financial LLC is a Limited Liability Company formed in 2017 and headquartered in New York, NY. The firm has over 500 employees and manages over $50 billion in assets for clients including high-net-worth individuals, corporations, and charitable organizations. Their services include financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. They are registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.
Rockefeller Financial LLC

45 ROCKEFELLER PLAZA

NEW YORK, NY 10111

$51.82B

Assets Under Management

161

Total Clients

747

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Joseph Roberts’s Registration & Firm History

IL

10/24/2022 - Present

Rockefeller Financial LLC (Chicago IL)

Not sure if Joseph D Roberts is right for you?

Licenses & Designations

BC

Issued 04/03/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/30/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/25/2023

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph D Roberts.
Not sure if Joseph D Roberts is right for you?