Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph O'Connor is an investment advisor representative who has been in the industry since August 2011. Joseph is currently registered with Fidelity Personal And Workplace Advisors. Joseph previously worked with FIDELITY BROKERAGE SERVICES LLC, J.P. MORGAN SECURITIES LLC, CCO INVESTMENT SERVICES CORP., and COMMONWEALTH FINANCIAL NETWORK. Joseph is registered as a broker-dealer in 52 states and as an investment advisor in 3 states. Joseph has the Series 6, 7, 63, 65, and 24 licenses and is a Chartered Financial Analyst. Joseph is a board member and treasurer of Life / Work Direction.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
05/09/2024 - Present
Fidelity Personal AND Workplace Advisors (WINCHESTER MA)
MA
02/03/2023 - 12/18/2023
FIDELITY BROKERAGE SERVICES LLC (LITTLETON MA)
MA
07/01/2019 - 12/08/2022
J.P. MORGAN SECURITIES LLC (Belmont MA)
RI
01/06/2000 - 09/14/2007
CCO INVESTMENT SERVICES CORP. (SMITHFIELD RI)
MA
04/26/1999 - 01/11/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
BC
Issued 07/15/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/28/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/18/2019
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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