Unclaimed
Joseph D. Judge is a financial advisor with Fidelity Brokerage Services LLC. Joseph has been in the industry since 2009 and is registered to provide securities advice in all 50 states. Joseph holds a Series 7, Series 3, Series 32, and Series 63 licenses. Joseph's previous experience includes working at Charles Schwab & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
07/01/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
11/17/2023 - 05/22/2024
CHARLES SCHWAB & CO., INC. (Orlando FL)
BC
Issued 12/06/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2012
Series 32 - Limited Futures Exam-Regulation
BC
Issued 11/13/2009
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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