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Joseph D Judge

Fidelity Brokerage Services LLC

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About Joseph D Judge

Joseph D. Judge is a financial advisor with Fidelity Brokerage Services LLC. Joseph has been in the industry since 2009 and is registered to provide securities advice in all 50 states. Joseph holds a Series 7, Series 3, Series 32, and Series 63 licenses. Joseph's previous experience includes working at Charles Schwab & Co., Inc.

Firm Information

Joseph Judge is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Judge’s Registration & Firm History

RI

07/01/2024 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

FL

11/17/2023 - 05/22/2024

CHARLES SCHWAB & CO., INC. (Orlando FL)

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Licenses & Designations

BC

Issued 12/06/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/22/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2012

Series 32 - Limited Futures Exam-Regulation

BC

Issued 11/13/2009

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph D Judge.
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