Unclaimed
Joseph D Jeffers has been working in the financial services industry since February 2005. He currently works for Vanguard Marketing Corp. and is licensed to sell securities in Arizona and Wisconsin. Joseph D Jeffers is qualified to sell securities in the United States and has passed the Securities Industry Essentials Examination (SIE), General Securities Representative Examination (Series 7) and the Investment Company Products/Variable Contracts Representative Examination (Series 6). He is also licensed in the state of Arizona through the Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
02/10/2005 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 02/16/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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