Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph D Fokken is a financial professional with over 14 years of experience in the financial services industry. Joseph is currently registered as a Registered Representative and Investment Advisor Representative with Osaic Wealth, Inc. based in Sioux Falls, SD. Joseph has held previous positions at Securities America, Inc. and Mutual of Omaha Investor Services, Inc. Joseph holds the Series 6, 63, 65, 26, and SIE licenses. Joseph's specialties include providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
06/14/2024 - Present
Osaic Wealth, Inc. (SIOUX FALLS SD)
SD
03/22/2023 - 06/14/2024
SECURITIES AMERICA, INC. (SIOUX FALLS SD)
SD
04/03/2009 - 11/30/2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (SIOUX FALLS SD)
IA
Issued 02/09/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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