Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph D. Filicicchia is a financial advisor registered with J.P. Morgan Securities LLC, where Joseph has been employed since 2016. Joseph has been in the financial services industry for over 14 years. Prior to working with J.P. Morgan Securities LLC, Joseph was employed at COUNTRY CAPITAL MANAGEMENT COMPANY, METLIFE SECURITIES INC., BANC OF AMERICA INVESTMENT SERVICES, INC. and LASALLE FINANCIAL SERVICES, INC. Joseph holds Series 6, 7, 63, 65, and 66 licenses. Joseph is currently registered in 53 states. Joseph specializes in working with clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
06/22/2017 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
08/29/2013 - 03/21/2016
COUNTRY CAPITAL MANAGEMENT COMPANY (NORTH AURORA IL)
IL
06/11/2009 - 08/22/2013
METLIFE SECURITIES INC. (DOWNERS GROVE IL)
IL
10/24/2008 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPERVILLE IL)
IL
01/23/2008 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (NAPERVILLE IL)
BOTH
Issued 06/13/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/10/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/22/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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