Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph D. Connors is a financial advisor with over 20 years of experience in the industry. He is currently registered with J.p. Morgan Securities LLC and is a Series 7, Series 63, Series 65, SIE and Series 99TO licensed representative. Joseph has worked with several other firms throughout his career including J.P. MORGAN SECURITIES INC., J. P. MORGAN ADVISORY SERVICES INC., and J. P. MORGAN ADVISORS, INC. Joseph is a specialist in providing financial advice to high-net-worth individuals, corporations, businesses, insurance companies, pension and profit-sharing plans, and charitable organizations. Joseph also has a proven track record of providing financial planning, pension consulting, and selection of other advisors services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/01/2008 - Present
J.p. Morgan Securities LLC (New York NY)
NY
05/09/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/04/2001 - 04/15/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
03/01/2001 - 05/04/2001
J. P. MORGAN ADVISORY SERVICES INC. (NEW YORK NY)
NY
01/20/2000 - 03/01/2001
J. P. MORGAN ADVISORS, INC. (NEW YORK NY)
NY
11/05/1999 - 01/28/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/08/2006
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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