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Joseph Cruz Naasko

Axos Clearing LLC

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About Joseph Cruz Naasko

Joseph Cruz Naasko is a financial professional with experience in the securities industry. Joseph has a strong educational background, having passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Investment Company Products/Variable Contracts Representative Examination (Series 6). Joseph is currently registered with Axos Clearing LLC, a firm that provides clearing and custody services to financial institutions. Before joining Axos Clearing LLC, Joseph worked at TD Ameritrade, Inc. and TIAA-CREF Individual & Institutional Services, LLC.

Firm Information

Joseph Naasko is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Naasko’s Registration & Firm History

NE

10/23/2020 - Present

Axos Clearing LLC (Omaha NE)

NE

07/03/2019 - 12/05/2019

TD AMERITRADE, INC. (OMAHA NE)

CO

08/04/2017 - 03/08/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 08/21/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/02/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 05/02/2024

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/21/2023

Series 4 - Registered Options Principal Examination

BC

Issued 06/07/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/03/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Cruz Naasko.
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