Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph McGrath is a financial professional with over 20 years of experience in the industry. Joseph is currently registered with Stonex Financial Inc., a firm based in Fort Lauderdale, Florida. Previously, Joseph was employed at INTL FCSTONE CREDIT TRADING LLC, Dahlman Rose & Company, LLC, Imperial Capital, LLC, Guggenheim Capital Markets, LLC and CIBC World Markets Corp. Joseph holds FINRA Series 3, 7, 30, 63, 99TO and SIE licenses. Joseph holds registrations in Arizona, California, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Texas and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/01/2019 - Present
Stonex Financial Inc. (Fort Lauderdale FL)
FL
02/05/2007 - 05/01/2019
INTL FCSTONE CREDIT TRADING LLC (Fort Lauderdale FL)
NY
06/06/2006 - 01/12/2007
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
NY
03/13/2006 - 06/07/2006
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
01/07/2005 - 01/18/2006
GUGGENHEIM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/13/2002 - 12/17/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 11/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2022
Series 30 - NFA Branch Manager Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/20/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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