Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Cote is a financial professional with over 10 years of experience in the financial services industry. Joseph has held positions with Fidelity Brokerage Services LLC and currently works with Charles Schwab & CO., Inc. as a Registered Representative. Joseph holds both FINRA Series 7 and Series 66 licenses. Joseph is a Certified Financial Planner and is registered to provide investment advice in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
ME
04/08/2019 - Present
Charles Schwab & CO., Inc. (Portland ME)
ME
11/12/2012 - 02/20/2019
FIDELITY BROKERAGE SERVICES LLC (PORTLAND ME)
BOTH
Issued 11/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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