Unclaimed
Joseph Cornelius Godsey is a financial advisor with MML Investors Services, LLC. Joseph has been in the industry since December 2001 and has held registrations with several firms, including Northwestern Mutual Investment Services, LLC and Friedman, Billings, Ramsey & Co., Inc. Joseph's primary registration is with MML Investors Services, LLC in Los Angeles, CA, where he is registered as a Registered Representative (RA). He is also an Investment Advisor Representative (IA) for MML Investors Services, LLC in California. Joseph has passed the Series 63, 7, and 87 exams, as well as the SIE exam. He has a number of designations, including Certified Financial Planner and Chartered Financial Analyst. Joseph's specializations include financial planning, portfolio management, and pension consulting. He offers a variety of services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
02/26/2018 - Present
MML Investors Services, LLC (Los Angeles CA)
CA
03/16/2012 - 08/20/2015
MML INVESTORS SERVICES, LLC (LOS ANGELES CA)
CA
08/20/2009 - 02/17/2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (LOS ANGELES CA)
VA
09/29/2005 - 05/30/2008
FRIEDMAN, BILLINGS, RAMSEY & CO., INC. (ARLINGTON VA)
CA
03/09/2001 - 06/21/2005
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
08/12/1999 - 05/02/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/31/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
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