Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Conrad Moderski is a financial advisor with over 25 years of experience in the industry. He is currently registered with Oppenheimer & Co. Inc. in New York, NY. Joseph has previously worked at several other firms, including Brean Capital, LLC, Gleacher & Company Securities, Inc., Calyon Securities (USA) Inc., Maxcor Financial Inc., FIMAT USA, INC., and Nomura Securities International, Inc. Joseph holds a Series 63, Series 7, and SIE license. Joseph's expertise includes portfolio management for individuals and businesses, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
04/18/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
12/03/2012 - 12/07/2022
BREAN CAPITAL, LLC (NEW YORK NY)
NY
02/05/2009 - 11/20/2012
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
08/24/2004 - 11/19/2008
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
04/07/2003 - 01/26/2004
MAXCOR FINANCIAL INC. (NEW YORK NY)
IL
03/20/1999 - 02/03/2000
FIMAT USA, INC. (CHICAGO IL)
NY
02/16/1993 - 11/12/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 10/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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