Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Coffey is a financial advisor with over 20 years of experience in the industry. Joseph is currently registered with Wells Fargo Securities, LLC and Wells Fargo Clearing Services, LLC. Joseph has worked with clients in a wide range of financial planning needs, including retirement planning, investment management, and estate planning. Joseph holds several industry licenses and certifications, including Series 7, Series 63, Series 65, and Series 24. Joseph is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/10/2021 - Present
Wells Fargo Securities, LLC (New York NY)
NY
02/05/2018 - 07/13/2018
SANTANDER SECURITIES LLC (STATEN ISLAND NY)
NY
12/19/2006 - 12/01/2016
COMMERZ MARKETS LLC (NEW YORK NY)
CA
06/18/2002 - 06/13/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MO
08/05/2000 - 06/18/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
01/27/1999 - 08/05/2000
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 02/26/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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