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Joseph Clift

Fifth Third Securities, Inc.

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About Joseph Clift

Joseph Clift is a financial advisor with Fifth Third Securities, Inc. Joseph has been in the industry since October 1, 2009. Joseph holds a Series 7, 9, 63, 65 and 66 licenses. Joseph also holds the SIE and 99TO licenses. Joseph is a registered representative in Ohio. Joseph has experience working with a number of financial institutions, including Ameriprise Financial Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Wells Fargo Clearing Services, LLC. Fifth Third Securities, Inc. is a registered investment advisor with more than $1 billion - $10 billion in assets under management.

Firm Information

Joseph Clift is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Clift’s Registration & Firm History

KY

08/15/2024 - Present

Fifth Third Securities, Inc. (FORT MITCHELL KY)

OH

01/09/2023 - 08/02/2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CINCINNATI OH)

OH

04/28/2022 - 11/09/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Cincinnati OH)

OH

08/26/2013 - 05/02/2022

WELLS FARGO CLEARING SERVICES, LLC (CINCINNATI OH)

KY

09/16/2011 - 08/29/2013

CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)

FL

05/29/2007 - 06/23/2008

CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)

KY

05/01/2006 - 05/29/2007

CITICORP INVESTMENT SERVICES (FLORENCE KY)

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Licenses & Designations

BOTH

Issued 7/20/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/21/2011

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 9/28/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/3/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 1/2/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/15/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Clift.
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