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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Clayton Ostrom is a financial advisor with over 17 years of experience in the financial services industry. Joseph has been with Robert W. Baird & Co. Inc. since June 2021. Prior to joining Robert W. Baird & Co. Inc., Joseph worked at Morgan Stanley and Oppenheimer & Co. Inc. Joseph is a Series 7, Series 31, Series 66, and SIE licensed advisor. Joseph has a broad range of experience in the financial services industry and specializes in working with individuals, high-net-worth individuals, businesses, corporations, investment companies, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
06/04/2021 - Present
Robert W. Baird & Co. Inc. (Bellevue WA)
WA
06/29/2012 - 09/09/2016
MORGAN STANLEY (SEATTLE WA)
WA
03/20/2006 - 07/19/2012
OPPENHEIMER & CO. INC. (BELLEVUE WA)
MN
12/11/2002 - 04/30/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/11/2002 - 04/30/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/16/2001 - 06/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/03/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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