Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Clayton Ganote is a financial advisor with over 20 years of experience in the industry. Joseph is currently registered with Raymond James Financial Services Advisors, Inc. and has previously been registered with several other firms including Waddell & Reed, Bankers & Investors Co., Packerland Brokerage Services, Inc., Woodbury Financial Services, Inc., and PFS Investments Inc. Joseph holds Series 6, 7, 63, and 65 licenses and the SIE exam. Joseph's primary focus is to help clients achieve their financial goals through a variety of financial planning services including retirement planning, college savings planning, estate planning, and investment management. Joseph also provides financial planning services for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
04/06/2020 - Present
Raymond James Financial Services Advisors, Inc. (Lees Summit MO)
MO
02/26/2016 - 04/07/2020
WADDELL & REED (CREVE COEUR MO)
MO
08/31/2007 - 02/29/2016
BANKERS & INVESTORS CO. (LEES SUMMIT MO)
MO
08/15/2006 - 08/13/2007
PACKERLAND BROKERAGE SERVICES, INC. (LEES SUMMIT MO)
MO
02/13/2006 - 08/04/2006
WOODBURY FINANCIAL SERVICES, INC. (LEES SUMMIT MO)
GA
08/24/2001 - 01/31/2006
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 03/24/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Joseph Ganote is the right advisor for you? Invested Better is here to help.
