Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Clay Merrick is a financial professional with over 23 years of experience in the financial services industry. Joseph is currently registered with Bernstein Institutional Services LLC, and previously held positions at Sanford C. Bernstein & Co., LLC, Credit Suisse Securities (USA) LLC, Pipeline Trading Systems LLC, Cutler Group, LP, and Knight Capital Markets, LLC. Joseph has a strong background in securities trading and investment advisory services. Joseph holds a Series 7, Series 55, Series 57TO, and Series 63 license. Joseph specializes in providing investment advisory services to individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
IL
03/29/2024 - Present
Bernstein Institutional Services LLC (Chicago IL)
IL
12/03/2021 - 03/29/2024
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
IL
04/20/2011 - 12/20/2021
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
IL
09/24/2007 - 03/14/2011
PIPELINE TRADING SYSTEMS LLC (CHICAGO IL)
CA
05/26/2005 - 09/19/2007
CUTLER GROUP, LP (SAN FRANCISCO CA)
NY
05/05/2000 - 05/14/2004
KNIGHT CAPITAL MARKETS, LLC. (PURCHASE NY)
BC
Issued 02/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/04/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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