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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Koch is a financial advisor with over 30 years of experience in the industry. Joseph is a Registered Representative and Investment Advisor Representative at B. Riley Wealth Advisors, Inc. Joseph has held a number of roles at various firms throughout his career, including RBC Capital Markets Corporation and Ferris, Baker Watts, LLC. Joseph has a wide range of experience in financial planning, portfolio management and other related services. Joseph is a Certified Financial Planner and holds Series 4, 6, 7, 9, 10, 24, 31, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
08/27/2022 - Present
B. Riley Wealth Advisors, Inc. (Plymouth MI)
MI
03/13/2009 - 10/15/2010
RBC CAPITAL MARKETS CORPORATION (PLYMOUTH MI)
MI
01/22/2001 - 03/13/2009
FERRIS, BAKER WATTS, LLC (PLYMOUTH MI)
FL
06/16/1998 - 02/05/2001
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
06/25/1992 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
MO
11/20/1990 - 07/17/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
10/16/1989 - 11/30/1990
HAMILTON INVESTMENTS, INC.
NA
07/01/1986 - 10/31/1989
KORN, WOMACK, STERN AND ASSOCIATES, INC.
NA
03/26/1986 - 08/06/1986
PRUCO SECURITIES CORPORATION
IA
Issued 11/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/27/1993
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/24/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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