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Joseph Cicileo

Wedbush Securities Inc.

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About Joseph Cicileo

Joseph Cicileo is an investment professional with over 27 years of experience in the financial services industry. Joseph is currently registered with Wedbush Securities Inc. in Jersey City, NJ. Joseph has a strong track record of success in providing investment advice and portfolio management services to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Joseph has also held positions with several other firms, including SG Americas Securities, LLC, Newedge USA, LLC, Newedge Financial Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Schonfeld Securities, LLC, Schonfeld & Company, LLC, Major League Securities, LLC, and Tassin & Company, Inc. Joseph is a Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 99TO, and Series 3 licensed professional. Joseph has also successfully completed the SIE examination.

Firm Information

Joseph Cicileo is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Joseph Cicileo’s Registration & Firm History

NJ

11/30/2015 - Present

Wedbush Securities Inc. (JERSEY CITY NJ)

NY

01/02/2015 - 08/14/2015

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

04/10/2008 - 01/02/2015

NEWEDGE USA, LLC (NEW YORK NY)

NY

04/01/2008 - 09/01/2008

NEWEDGE FINANCIAL INC. (NEW YORK NY)

NY

09/26/2007 - 04/02/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/05/2003 - 05/16/2007

SCHONFELD SECURITIES, LLC (NEW YORK NY)

NY

12/19/2002 - 06/13/2003

SCHONFELD & COMPANY, LLC (NEW YORK NY)

NY

06/15/1995 - 12/31/2002

SCHONFELD SECURITIES, LLC (JERICHO NY)

NY

02/05/1996 - 01/22/2001

MAJOR LEAGUE SECURITIES, LLC (JERICHO NY)

NY

05/02/1994 - 06/05/1995

TASIN & COMPANY, INC. (HAUPPAUGE NY)

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Licenses & Designations

BC

Issued 05/09/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/03/1999

Series 24 - General Securities Principal Examination

BC

Issued 03/07/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/17/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2003

Series 3 - National Commodity Futures Examination

BC

Issued 02/26/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Cicileo.
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