Unclaimed
Joseph Cianci is a registered representative and holds the Series 7, 9, 10, 24, 53, 55, 57TO and 99TO licenses. Joseph Cianci has been in the securities industry since March 29, 1995. Joseph Cianci is currently registered with J.v.b. Financial Group, LLC. Previously, Joseph Cianci was registered with JVB FINANCIAL GROUP, LLC, HAPOALIM SECURITIES USA, INC., IFMG SECURITIES, INC., TCF INVESTMENTS, INC., NYLIFE SECURITIES INC., MONY SECURITIES CORPORATION, TRUSTED SECURITIES ADVISORS CORP., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION and WATERHOUSE SECURITIES, INC. Joseph Cianci is licensed in Florida and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2012 - Present
J.v.b. Financial Group, LLC (NEW YORK NY)
NY
10/29/2013 - 01/31/2014
JVB FINANCIAL GROUP, LLC (NEW YORK NY)
NY
03/03/2009 - 02/08/2011
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
NY
11/06/2006 - 08/29/2008
IFMG SECURITIES, INC. (PURCHASE NY)
NY
11/30/2006 - 01/03/2007
TCF INVESTMENTS, INC. (PURCHASE NY)
NY
12/11/2004 - 10/30/2006
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
06/09/2000 - 09/09/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
03/07/2002 - 12/02/2003
TRUSTED SECURITIES ADVISORS CORP. (NEW YORK NY)
NY
05/03/1999 - 09/22/1999
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/02/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NE
02/04/1992 - 06/08/1998
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 10/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 02/04/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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