Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Digregorio is a financial advisor who has been in the industry since 1993. Joseph currently works for Charles Schwab & CO., Inc. and has been with the firm since 2020. Prior to that, Joseph worked for TD AMERITRADE, INC. and Royal Alliance Associates, Inc. Joseph holds various securities licenses including Series 63, 65, 7, 8, 9, 10 and 24. Joseph is also a registered investment advisor in Texas. Joseph is available to provide financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
03/10/2020 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
05/03/2023 - 12/31/2023
TD AMERITRADE, INC. (WestLake TX)
TX
11/02/2018 - 03/19/2019
ROYAL ALLIANCE ASSOCIATES, INC. (DALLAS TX)
TX
05/31/2018 - 11/02/2018
SIGNATOR INVESTORS, INC. (DALLAS TX)
TX
10/06/2005 - 04/12/2018
TD AMERITRADE, INC. (Southlake TX)
IL
01/15/2004 - 10/12/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
05/11/1992 - 10/28/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
09/19/1989 - 01/09/1990
J. W. GANT & ASSOCIATES, INC.
BC
Issued 05/19/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/21/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/03/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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