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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Ciocca is a financial advisor with over 22 years of experience in the industry. Joseph is currently registered with Cetera Investment Advisers LLC, which is headquartered in Schaumburg, Illinois, and has offices in California and Massachusetts. Joseph Ciocca is also registered with FINRA and the state of Massachusetts. Prior to joining Cetera, Joseph worked with several other firms including First Allied Securities, Inc., Summit Brokerage Services, Inc., Girard Securities, Inc., Legend Equities Corporation, VSR Financial Services, Inc., Investors Capital Corp., J.P. Turner & Company, L.L.C., Ameriprise Financial Services, Inc., LPL Financial Corporation, Columbia Management Distributors, Inc., and Citigroup Global Markets Inc. Joseph Ciocca provides a variety of financial services to individuals, businesses, and charitable organizations, including financial planning, portfolio management, and pension consulting.
N MARSHFIELD, MA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
06/29/2023 - Present
Cetera Investment Advisers LLC (N MARSHFIELD MA)
CA
01/21/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
FL
02/10/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (BOCA RATON FL)
CA
09/10/2015 - 11/01/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
FL
02/10/2015 - 12/14/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
KS
09/10/2015 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MA
02/10/2015 - 11/09/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
GA
02/10/2015 - 12/23/2015
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
MA
01/14/2010 - 04/23/2012
AMERIPRISE FINANCIAL SERVICES, INC. (CHARLESTOWN MA)
MA
03/23/2006 - 03/24/2009
LPL FINANCIAL CORPORATION (BOSTON MA)
MA
06/21/2005 - 09/19/2005
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
07/29/1999 - 06/20/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 7/21/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/7/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/15/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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