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Joseph Charles Spinelli

Bbva Securities Inc.

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About Joseph Charles Spinelli

Joseph Charles Spinelli is a securities professional with over 27 years of experience in the financial services industry. Joseph has held various positions at several firms, including Bear, Stearns & Co. Inc., Gruntal & Co. Incorporated, Josephthal Lyon & Ross Incorporated, Tucker Anthony Incorporated, Park Avenue Securities LLC, and currently at BBVA Securities Inc. Joseph holds several licenses and registrations, including Series 7, 24, 63, 79TO, 99TO and SIE. He is also a registered principal in multiple states.

Firm Information

Joseph Spinelli is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Spinelli’s Registration & Firm History

NY

08/26/2008 - Present

Bbva Securities Inc. (NEW YORK NY)

NY

03/15/2001 - 08/01/2008

PARK AVENUE SECURITIES LLC (NEW YORK NY)

MA

08/15/1997 - 03/15/2001

TUCKER ANTHONY INCORPORATED (BOSTON MA)

NY

07/02/1996 - 08/26/1997

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

02/23/1995 - 07/03/1996

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

01/10/1995 - 03/02/1995

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 09/16/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Charles Spinelli.
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