Unclaimed
Joseph Rosenthal is a registered representative with Blackrock Investment Management, LLC. Joseph has been in the securities industry since November 1996. Joseph has a Series 7, Series 6, Series 63, and SIE license. Joseph is also registered as an investment adviser representative in New Jersey. Joseph has experience with clients including high-net-worth individuals, corporations, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NJ
06/22/2011 - Present
Blackrock Investment Management, LLC (PRINCETON NJ)
NJ
09/17/2009 - 12/31/2011
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
ME
03/19/2008 - 09/09/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (SANFORD ME)
NY
04/24/2007 - 03/04/2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/23/2004 - 08/27/2007
RYAN BECK & CO. (NEW YORK NY)
NJ
05/05/1999 - 08/09/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
11/15/1996 - 05/12/1997
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BC
Issued 11/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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