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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Charles Roketenetz is a financial advisor in the Boston, MA area and has been in the industry for 33 years. He currently works for WEALTHPENN.COMLLC in their Boston office. Joseph has also worked for CITIGROUP GLOBAL MARKETS INC., TUCKER ANTHONY INCORPORATED, PAINEWEBBER INCORPORATED, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, SANDLER, TRENCH & COMPANY, INC. and FIRST INVESTORS CORPORATION. Joseph is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MA
04/02/2020 - Present
Wealthpenn.comllc (Boston MA)
MA
10/03/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
01/10/2000 - 10/03/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
02/09/1990 - 01/10/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/04/1989 - 02/02/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/27/1988 - 09/29/1988
SANDLER, TRENCH & COMPANY, INC. (SYOSSET NY)
NY
11/23/1987 - 07/28/1988
EQUITIES INTERNATIONAL SECURITIES, INC. (NEW YORK NY)
NA
09/11/1987 - 12/15/1987
FIRST INVESTORS CORPORATION
BOTH
Issued 7/2/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/23/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 9/10/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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