Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Marinelli is a financial professional with over 30 years of experience in the industry. Joseph has a strong background in investment management and specializes in providing investment advice to individual and institutional clients. Joseph is currently registered with Third Seven Capital LLC, a firm that provides a range of financial services. Joseph previously held positions at Windsor Street Capital, LP, Stock USA Execution Services, Inc, Protrade Securities, LLC, Intermerchant Securities LLC, Spencer Trask Ventures, Inc., Prestige Financial Center, Inc., Hold Brothers On-Line Investment Services L.L.C., The Concord Equity Group, LLC, IDX Derivatives, LLC, Lantern Investments, Inc., Tradex Brokerage Service, Inc., LT Lawrence & Co., Inc., First Hanover Securities, Inc., Ladenburg, Thalmann & Co., Inc., and Emanuel and Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/14/2018 - Present
Third Seven Capital LLC (Wall NJ)
NY
01/08/2013 - 05/31/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
NY
02/08/2010 - 01/02/2013
STOCK USA EXECUTION SERVICES, INC (CARMEL NY)
NY
02/07/2011 - 10/28/2011
PROTRADE SECURITIES, LLC (CARMEL NY)
NY
06/12/2009 - 07/08/2011
INTERMERCHANT SECURITIES LLC (NEW YORK NY)
NY
07/23/2009 - 12/22/2009
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NY
09/02/2009 - 11/03/2009
PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)
NY
05/09/2007 - 07/14/2009
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
NJ
01/16/2007 - 04/05/2007
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (JERSEY CITY NJ)
NJ
03/03/2006 - 02/06/2007
THE CONCORD EQUITY GROUP, LLC (ISELIN NJ)
NY
01/06/2006 - 05/03/2006
SPENCER TRASK VENTURES, INC. (NEW YORK NY)
MA
10/03/2005 - 01/05/2006
IDX DERIVATIVES, LLC (COHASSET MA)
NY
08/02/2004 - 12/01/2004
LANTERN INVESTMENTS, INC. (MELVILLE NY)
NY
09/19/1997 - 08/13/2004
TRADEX BROKERAGE SERVICE, INC. (NEW YORK NY)
NY
02/20/1995 - 07/01/1997
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
05/03/1993 - 01/23/1995
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
NY
09/25/1991 - 05/26/1993
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
08/06/1986 - 09/20/1991
EMANUEL AND COMPANY (NEW YORK NY)
BC
Issued 03/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/10/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 06/26/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/19/1986
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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