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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Klages is a financial advisor with Ameriprise Financial Services, LLC. Joseph Klages is registered with the state of Texas and has a Series 7, Series 3, Series 63 and Series 65. Joseph Klages has been in the financial services industry for over 40 years. Joseph Klages provides financial planning, portfolio management, and asset allocation services to individuals, businesses, trusts, estates, and retirement plans. Joseph Klages is also an active member of the community and is passionate about helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/25/2018 - Present
Ameriprise Financial Services, LLC (HOUSTON TX)
TX
02/08/2016 - 09/12/2018
INVESTMENT PROFESSIONALS, INC. (Galveston TX)
TX
01/01/2008 - 02/16/2016
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
06/17/1994 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GALVESTON TX)
NY
07/31/1993 - 07/07/1994
SMITH BARNEY INC. (NEW YORK NY)
NA
05/14/1988 - 07/31/1993
LEHMAN BROTHERS INC.
NY
07/03/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/01/1988 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
06/27/1986 - 12/03/1987
OPPENHEIMER & CO., INC.
NA
08/28/1984 - 06/19/1985
EPPLER, GUERIN & TURNER, INC.
NA
07/22/1982 - 08/10/1984
ROTAN MOSLE INC.
IA
Issued 07/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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