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Joseph Charles Gawronski

Rosenblatt Securities Inc.

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About Joseph Charles Gawronski

Joseph Charles Gawronski is a securities professional with over 20 years of experience in the financial services industry. Joseph has held various roles at prominent firms, including Salomon Brothers Inc., Salomon Smith Barney Inc., LinxTrade LLC, and Penserra Securities, LLC. Currently, Joseph is registered with Rosenblatt Securities Inc. and is located in New York, New York. Joseph holds several professional licenses, including Series 3, 7, 24, 27, 63, 7TO, 99TO, and SIE.

Firm Information

Joseph Gawronski is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Gawronski’s Registration & Firm History

NY

10/25/2002 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

CA

04/30/2008 - 01/23/2013

PENSERRA SECURITIES, LLC (ORINDA CA)

NY

09/03/2002 - 05/21/2004

LINXTRADE LLC (NEW YORK NY)

NY

11/28/1997 - 03/02/2000

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/14/1997 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2002

Series 27 - Financial and Operations Principal Examination

BC

Issued 05/16/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/1997

Series 3 - National Commodity Futures Examination

BC

Issued 10/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Joseph Charles Gawronski.
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