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Joseph Charles Ferraro

Nylife Securities LLC

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About Joseph Charles Ferraro

Joseph Charles Ferraro is a registered representative with Nylife Securities LLC. Joseph has been in the industry since May 12, 2010. Joseph holds the Series 11 qualification. Joseph is currently registered with FINRA and is active in the broker-dealer space.

Firm Information

Joseph Ferraro is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Ferraro’s Registration & Firm History

NY

05/12/2010 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/2010

Series 11 - Assistant Representative-Order Processing Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Joseph Charles Ferraro.
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