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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Desimone is a financial advisor registered with UBS Financial Services Inc. with over 28 years of experience in the financial industry. Joseph is licensed to offer securities and investment advisory services in all 50 states. Joseph has worked with a number of firms, including Raymond James Financial Services, Inc. and Lincoln Financial Distributors, Inc. and has specialized in a variety of investment strategies including fixed income, equity, mutual funds, and alternative investments. Joseph is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
12/22/2022 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NC
01/29/2021 - 12/21/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (North Wilkesboro NC)
PA
04/15/2011 - 10/23/2020
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NJ
03/18/1999 - 04/11/2011
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
CT
10/01/1997 - 03/08/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
MA
04/27/1994 - 09/19/1997
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
IA
Issued 05/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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