Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Charles Brigida is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Joseph has been working in the financial services industry since March 27, 2008. Joseph holds Series 7, 63, 66, 99TO and SIE licenses. Joseph has also been a member of the Morris Museum committee since 2016, serving as the co-chair of the annual golf outing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/05/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FLORHAM PARK NJ)
NY
09/26/2014 - 11/20/2015
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
10/10/2007 - 09/22/2014
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BOTH
Issued 09/08/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Joseph Brigida is the right advisor for you? Invested Better is here to help.
