Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Charles Breakstone is a financial advisor registered with Cetera Investment Advisers LLC. Joseph has been in the financial services industry since October 2012 and has a Series 7, Series 63, Series 24, and SIE licenses. He is also registered as an Investment Advisor Representative in New York. Joseph has previously worked at Lincoln Financial Advisors Corporation and Spartan Capital Securities, LLC. He is affiliated with North Ridge Wealth Planning, LLC, where he works as a principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (MELVILLE NY)
NY
02/11/2013 - 01/05/2022
LINCOLN FINANCIAL ADVISORS CORPORATION (SYOSSET NY)
NY
08/28/2012 - 12/10/2012
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
IA
Issued 5/19/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/10/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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