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Joseph Charles Bergen

Clarendon Insurance Agency, Inc.

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About Joseph Charles Bergen

Joseph Bergen is a financial professional with over 20 years of experience in the industry. Joseph currently works for Clarendon Insurance Agency, Inc. located in Waltham, MA. Joseph is licensed to sell securities in Michigan, Ohio and Pennsylvania.

Firm Information

Joseph Bergen is currently registered with Clarendon Insurance Agency, Inc.. Clarendon Insurance Agency, Inc. is a Corporation formed in 1968-03-04. They are registered to operate in 50 states and have 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Bergen’s Registration & Firm History

MA

02/10/2020 - Present

Clarendon Insurance Agency, Inc. (WALTHAM MA)

MI

12/21/2016 - 01/06/2020

RAYMOND JAMES & ASSOCIATES, INC. (TROY MI)

AZ

09/23/2016 - 12/13/2016

BIC DISTRIBUTORS, LLC (PHOENIX AZ)

FL

05/26/2015 - 07/11/2016

INCAPITAL DISTRIBUTORS LLC (DELRAY BEACH FL)

FL

05/26/2015 - 07/11/2016

INCAPITAL LLC (DELRAY BEACH FL)

CO

01/24/2013 - 05/14/2015

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CT

05/21/2012 - 01/09/2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

CT

01/18/2012 - 05/16/2012

HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)

MA

07/21/2005 - 12/31/2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)

CA

03/09/2005 - 07/13/2005

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

07/29/1998 - 03/11/2003

QUICK & REILLY, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 08/28/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/19/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/06/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Joseph Charles Bergen. Review regulatory record here.
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