Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Joseph? Claim Your ProfileJoseph Casey is a financial professional with over 30 years of experience in the financial services industry. Joseph is currently registered with Fidelity Personal and Workplace Advisors. Joseph has held previous positions at ComERICA Securities, UnionBanc Investment Services, LLC, American Investors Company, CitiCorp Investment Services, Charles Schwab & Co., Inc., National Financial Services LLC, Corelink Financial, Inc., FIS Securities, Inc., 440 Financial Distributors, Inc., Allmerica Investments, Inc., CitiCorp Financial Services,INC., Landmark Brokerage Services, Inc., and Fidelity Brokerage Services, Inc.. Joseph is a Series 7, Series 10, Series 24, Series 63 and Series 66 licensed professional. Joseph is also licensed in California, Connecticut, Florida, Maine, Massachusetts, New Hampshire, New York, Rhode Island, Utah, and Vermont. Joseph has experience with providing financial planning, portfolio management for businesses, and portfolio management for individuals. Joseph is also able to assist clients with the selection of other advisors and provide educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
01/08/2025 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
CA
10/06/2010 - 02/28/2012
COMERICA SECURITIES (WALNUT CREEK CA)
CA
12/13/2007 - 01/05/2010
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
01/04/2005 - 12/06/2007
AMERICAN INVESTORS COMPANY (WALNUT CREEK CA)
NY
01/30/2003 - 01/03/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
TX
07/10/2002 - 12/20/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
12/09/1999 - 03/05/2002
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MN
11/14/1997 - 05/08/1998
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
MA
07/08/1993 - 11/07/1997
FIS SECURITIES, INC. (BOSTON MA)
ME
10/13/1994 - 12/31/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
MA
02/12/1992 - 07/29/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NA
10/29/1990 - 02/12/1992
CITICORP FINANCIAL SERVICES,INC.
NA
09/10/1990 - 11/14/1990
LANDMARK BROKERAGE SERVICES, INC.
RI
08/20/1987 - 11/09/1989
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 10/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/20/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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