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Joseph Carmine Mazzella

Canaccord Genuity LLC

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About Joseph Carmine Mazzella

Joseph Carmine Mazzella is a financial professional with over 30 years of experience in the industry. Currently, Joseph is registered with Canaccord Genuity LLC and is located in their New York office. Previously, Joseph was employed with BNP PARIBAS SECURITIES CORP., KCG AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LEHMAN BROTHERS INC. Joseph holds Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Joseph Mazzella is licensed in 51 states and the District of Columbia.

Firm Information

Joseph Mazzella is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Joseph Mazzella’s Registration & Firm History

NY

02/29/2016 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

03/30/2015 - 02/09/2016

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NJ

06/02/2011 - 08/27/2014

KCG AMERICAS LLC (JERSEY CITY NJ)

NJ

09/29/2003 - 11/08/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

06/17/1993 - 09/24/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/11/1992 - 04/21/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2019

Series 4 - Registered Options Principal Examination

BC

Issued 07/30/1999

Series 24 - General Securities Principal Examination

BC

Issued 02/27/2023

Series 3 - National Commodity Futures Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/09/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Joseph Carmine Mazzella.
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