Unclaimed
Joseph Carmine Mazzella is a financial professional with over 30 years of experience in the industry. Currently, Joseph is registered with Canaccord Genuity LLC and is located in their New York office. Previously, Joseph was employed with BNP PARIBAS SECURITIES CORP., KCG AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LEHMAN BROTHERS INC. Joseph holds Series 3, Series 4, Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Joseph Mazzella is licensed in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/29/2016 - Present
Canaccord Genuity LLC (NEW YORK NY)
NY
03/30/2015 - 02/09/2016
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NJ
06/02/2011 - 08/27/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
09/29/2003 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
06/17/1993 - 09/24/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/11/1992 - 04/21/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/05/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2019
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/27/2023
Series 3 - National Commodity Futures Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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